Financial Conduct Authority
FCA proposes listing rule changes for closed-ended funds
The Financial Conduct Authority has published a consultation paper on proposed changes to its UK Listing Rules for closed-ended investment funds.
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CACEIS UK censured, to pay £31.7m for weak controls
The Financial Conduct Authority has censured CACEIS UK and secured a £31.7 million payment for WealthTek clients.
New BNPL protections ensure fair treatment for consumers
The Financial Conduct Authority (FCA) is introducing stronger protections for consumers using Buy Now Pay Later (BNPL) products.
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FCA director: Credit market must deliver better outcomes
Alison Walters, director of consumer finance at the FCA, outlined the regulator's vision for a more resilient, joined-up, and trusted credit market.
AI demands new regulatory focus on competition, resilience
FCA Chief Executive Nikhil Rathi outlined a new regulatory approach for AI in financial services, emphasizing competition, collaboration, and systemic risk awareness.
Traders offer £1m to crisis fund after FCA probe
The Financial Conduct Authority (FCA) is investigating 11 commodity traders for potentially hindering competition.
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FCA proposes new SIPP standards for consumer protection
The Financial Conduct Authority (FCA) has launched a consultation on new proposals to enhance standards in the self-invested personal pension (SIPP) market.
UK bond market gets real-time data via consolidated tape
Investors and market participants can now access a single, real-time source of prices and trading activity across the UK bond market.
Financial crime fight extends beyond headlines
Therese Chambers, FCA joint executive director of enforcement and market oversight, emphasized the crucial role of unseen prevention in combating financial crime.
FCA urges later life lending as fourth retirement pillar
Emad Aladhal, director of retail banking at the Financial Conduct Authority (FCA), called for later life lending to become a 'fourth pillar' of retirement funding.
FCA secures special administrators for Euro Exchange Securities UK
The High Court has confirmed the appointment of special administrators for Euro Exchange Securities UK Limited (EES).
FCA fines BancTrust CEO £99,600 for disclosure failures
The Financial Conduct Authority has decided to fine Carlos Fuenmayor, CEO of BancTrust, £99,600 for failing to disclose three separate matters.